Femtocell Core Network Integration: IP RAN or SIP/IMS?
Dr. Asa Kalavade and Jonathan Morgan
- Tatara
Systems

Introduction
Femtocell access points (or 3G access points) are cellular base stations designed for use
in residential environments that allow a user with an existing
mobile phone to access cellular voice and data services over IP.
Femtocells allow service providers to extend the reach of their
services to users within a “home zone”, while leveraging
the user's broadband connection. This not only allows operators
to address coverage holes, but also gives them an opportunity to potentially
shape end-user behavior by encouraging the use of 3G data services
in the home femtocell where they can be faster and cheaper. In addition, mobile operators can leverage the
user's IP backhaul to reduce their operating expenses and spectrum
costs – all without requiring any changes to the user's handset.
The business case for the operators typically involves reduced
customer churn, ARPU increase through fixed-mobile substitution,
reduced operations expenditures, increased uptake
in 3G services, and an upside for additional new services that can be offered
taking advantage of the mobile operator's new presence in the home.
Users stand to benefit from femtocell based services. In
fact, for vanilla voice and data services, a user does not even
realize he is on a femtocell – he just gets the benefit of better coverage and faster access. In fact, many
vendors are developing technologies that allow service parity between
the macro network and the femtocell network. This includes voice,
SMS, data, supplementary services, voicemail, and handoff. Further,
new services can be made available through their service provider,
such as IPTV on the mobile, remote access to home PC content, and
softphone based services. Finally, the user also stands to benefit
from better pricing due to the lower operator
costs and bundling.
The architectural approach taken to integrate
femtocells into the mobile operator's core network has a huge impact
on the both the end-user's service experience and the mobile operator's
business case. This paper will compare and contrast
the various approaches and will show that an “all IP” (or SIP/IMS)
approach has clear advantages over the somewhat legacy IP radio access network
(IP RAN) approaches (which includes UMA).
Femtocells: Why Now?
Indoor coverage has been an industry problem for year and
vendors have unsuccessfully tried to develop relevant technology
solutions for the home. Most services to date involved micro or
pico base stations and did not really have the price points to
support residential users. Alternative approaches tried most recently
involve dual mode devices based on Wi-Fi. While technically
compelling, these solutions depend on adoption of new (and expensive)
handsets.
A number of factors are coming together to enable femtocell
based solutions:
- The high adoption
of broadband connections allows the service providers to leverage
the IP backhaul to reduce the backhaul costs for additional usage.
- Advances in embedded
technologies make it possible to offer a home base station at an acceptable
price point approaching $100
over time
- Users are now accustomed
to the idea of having a home gateway – thanks to prevalent products
like TiVo, Vonage, Slingbox, Wi-Fi AP, as well as DSL/cable modems.
- As 3G adoption
increases, indoor coverage becomes a challenge even in otherwise
good 2G coverage regions such as Europe and Asia.
- Operators who have
trialed cell-site based home zone type services
have seen the potential to leverage home zones for improved
customer retention.
New low power GSM
spectrum has enabled new players to participate in mobile offerings
based on licensed band femtocells.
Core Network Integration Challenges
There are a number of technical challenges in developing
femtocell Customer Premises Equipment (CPE). These primarily include
solving radio interference and developing cost-effective CPE. However,
there is now a critical mass of vendors, such as UbiquiSys and 3Way Networks, addressing these issues and this roadblock will be eliminated.
The next big challenge in making femtocells a reality is
around network integration. In the past, this portion of the solution
has been neglected because vendors have focused on developing femtocell
CPE. However, to make femtocell solutions viable, the challenges
of network integration must be addressed, including:
- Scalability: There are expected
to be millions of femtocells connected into an operator network,
in contrast with thousands of macro cellular base stations deployed today.
According to ABI Research, there will be 102 million users of femtocell
products on 32 million access points worldwide by 2011. Therefore,
femtocell solutions must be scalable to support millions of end
points efficiently.
Security: Femtocells are basically IP-connected
devices hooking into a cellular network. Furthermore, femtocells
will be deployed as CPE equipment. It is extremely
important that the security offered by these devices be equivalent
to, or in some ways
better than that of cellular networks. Security
is a topic onto itself and will be addressed in detail in another
Tatara white paper.
Mobility: The overall femtocell
experience should provide a way for users to transparently connect
to a femtocell at home and to the macro network when outside. Voice calls and data sessions should be seamlessly switched
between the two networks.
- Service Parity: Since users continue
to use their existing handsets within a femtocell, they will expect
the same experience as they receive on a macro network. including
supplementary voice services such as caller ID, 3 way calling,
call forwarding, and call barring. In addition, other critical
services such as SMS, Unstructured Supplementary
Service Data (USSD) services, 3G data services,
and regulatory services (e.g., emergency
services and wire tapping), must be made
available just as they are on the macro network.
Standards Compliance: In order for service
providers to widely deploy services based on femtocells, it is
important that the overall operation be compliant with existing
network standards. Integration should not require any changes to
the core network or impose any restriction on the deployment of
these CPEs. Standards compliance also enables production of cost-effective
CPEs.
Vendor Innovation and Choice: Femtocells provide
mobile operators with an opportunity to break free from the vendor
lock-in that today's mobile networks present and tap into the vendor
innovation that has been proven again and again in the IP world. An
architecture that ties the femtocell to the same vendor that provides
the mobile core is not a step in that direction. Nor is an approach like
UMA that in reality has only attracted a single independent vendor.
Support for Multi-vendor CPE: As service providers
offer services to the general consumer population, it is important
that the solution be plug and play across a range of CPE devices.
This not only allows the operators to have multiple vendors in
their network but also will eventually drive down the prices of
the femtocells.
- Reduce Cost: As with any new
service, the overall capex and opex of the service must not be
a barrier to the business case. This is especially true with femtocells
since the initial business case is typically around reduced churn – the
service provider cannot pass on service costs to users.
New Service Extensibility: A big driver femtocell
rollout is the ability to offer new IP based services. These could
be based on connecting into the home network (e.g. security and
monitoring) or entertainment based services (e.g., IPTV) or remote
access to home PCs (e.g., Orb type services). In addition, the
service providers can also link the PC users with mobile services
such as softphone based services tied to the mobile number.
- Future-proof: In general, as
service providers are evolving their core networks to SIP/IMS,
it is important that the femtocell solutions be deployable today
but also be future-proof to fit seamlessly into an IMS core.
Approaches for Core Network Integration
There are two broad femtocell integration approaches within
a mobile service provider's network as illustrated in Figure 1:
- Radio Access Network (IP RAN): The IP RAN based approach
effectively considers a femtocell an extension into the operator
RAN network and ties the femtocell into the circuit switch core at the edge of
the network. This typically involves transporting “Iub” messages over
IP into a Radio Network Controller (RNC) or a modified RNC/concentrator.
(The Iub is the interface used by an RNC to control multiple Node
B's in a UMTS network.) There are three different variants of this
approach being pursued by different vendors.
- Modified RNC: This approach
uses existing or modified RNCs to connect to the circuit switched core network. The
CPE connects to the RNC via Iub over IP.
- Concentrator: This
is similar to modified RAN in that it connects to
the CS core, but it does it through a new ‘concentrator'
device that interfaces with the CPE. The interface
is again based on Iub over IP.
- UMA: This approach
incorporates a UMA client into the CPE and connects to the core
network via a UMA UNC.
All three of these
variants require either the introduction of or major modification
to network elements at the RNC layer of the mobile core network.
- All-IP (SIP/IMS): The SIP/IMS based approach, on the other
hand, integrates the femtocell through a SIP or IMS based network.
This approach leverages a SIP based VoIP network for cost-effective
delivery, while interworking with a cellular core to extend legacy
circuit switched services. In this approach,
the CPE converts cellular signals to SIP and interfaces to a SIP-MSC
inter-working function (IWF) which connects to the SIP (or IMS) network as
well as the circuit switched network.

Figure 1: Network Integration
for Femtocells
IP RAN Based Approaches
Modified RNC: The modified RNC approach basically
treats femotcell CPEs as extensions
to the existing RAN network. CPEs transfer Iub messages over
IP to an existing or modified RNC. The RNC then connects to the circuit switch
and packet switch core as in any 3G network. This is a natural
approach for incumbent RNC vendors to pursue. The key advantages
of this approach are the ability to seamlessly enable mobility
and supplementary services into the IP network. A key disadvantage is potential scalability
issues since traditional RNCs were not designed to support millions
of base stations. The approach is also an extension of legacy networks
and does not migrate to or leverage
developments in IP/IMS. As a result, this approach only captures the existing circuit switch/packet
switch experience – it cannot expand to offer
new IP based services. Further, the CPE is typically proprietary to specific RNC
vendors since it often involves proprietary implementations of
RNCs.
RAN Concentrator: The RAN Concentrator approach is quite
similar to the Modified RNC approach except
that it typically involves new RNCs – called RAN concentrators.
In this approach, the CPE communicates with RAN concentrators
over a proprietary interface. The RAN concentrator typically might
multiplex the data while feeding it into an existing CS core. This approach, at first glance, could eliminate
the RNC overload issue in the modified RNC approach; however,
it involves building new equivalent functionality in the concentrator.
The CPE and the interface to the RAN concentrator are usually proprietary
and vendor-specific. Like the Modified RNC approach, it also has similar
limitations around service extensions. Most of the vendors developing RAN
concentrator solutions will likely over time migrate
to a SIP based architecture.
UMA: The UMA approach leverages work
done around UMA/GAN for dual-mode handsets and applies it
to the femtocell market. The femtocell CPE encapsulates a
UMA client that talks to a UMA Network Controller (UNC) in the core network. UMA vendors will position an advantage of
this approach is that it leverages existing UMA based technology
and mobility and supplementary services from the circuit switched network port directly
into the femtocell environment. However, in reality,
there is very little UMA network equipment that has been deployed
to date due to the slow uptake of dual-mode handset FMC services. Other disadvantages of the UMA approach include scalability (which is largely
unproven) and load on the existing mobile core. UMA does not have
the ability to offload IP based calls completely thus reducing
the cost benefits provided by IP. UMA requires the deployment
of the UNC – unlike the modified RNC where RNCs are already deployed. UMA is also not standardized for 3G. The UMA vendor
community is also somewhat constrained with a sole independent
vendor and attracting very little in venture capital interest. Finally, UMA suffers from other
RAN approach limitations such as lack of IP service delivery. Some of the CPE
vendors are planning on adding UMA support primarily
for limited service trials.
SIP/IMS Based Approach: In the SIP/IMS approach, the CPE converts 2G/3G signals
from the mobile into appropriate SIP based messages over IP. The
CPE interfaces with a SIP-MSC inter-working function (SIP-MSC IWF)
that couples these SIP based messages with circuit switched messages as appropriate. Many femtocell vendors, such as UbiquiSys and 3Way Networks, are developing
SIP/IMS based CPE. In addition, several of the RAN based
vendors have plans to evolve to a SIP/IMS based solution because
of its elegance and evolution to IMS.
Tatara Systems is developing the core infrastructure
fixed-mobile convergence
application server that enables the deployment of SIP-based femtocells. The
Tatara Convergence Server effectively provides the SIP-MSC Interworking
Function (IWF) to enable integration of SIP based femtocells into the core network. The Tatara Convergence Server is based on an open platform
that will work in conjunction with all SIP based femtocells.
The SIP/IMS based approach has a number of clear advantages.
- The solution is
very scalable and does not load the existing RAN network or mobile
core network. The solution is able to offload IP based calls completely
to the IP or IMS network.
Because of the
SIP based approach, it is also future-proof and migrates seamlessly
to IMS networks, while still having the ability to be deployed
today.
- The use of IP in
the core network significantly reduces the opex
for carriers.
- The solution has the potential
to be the first ‘killer' application to leverage IMS deployments.
- As a result of
its IP and SIP based architecture, this approach can enable a number
of new services into the femtocell environment. This
will allow operators to leverage the femtocell to generate
new revenue for advanced services, instead of just being a landline
replacement service or cannibalizing their own pure voice revenues.
As shown in Figure 2, the SIP/IMS solution can
be deployed in both pre-IMS and IMS networks. For instance, in
a pre-IMS network, the SIP-MSC IWF couples SIP messaging with the
circuit switched
MSC to offer security, mobility, and supplementary services functionality.
In an IMS network, the same functionality is implemented as a SIP
application that functions as a SIP Application Server in conjunction
with an S-CSCF and HSS as well as VoIP elements like a MGW/MGCF.
Figure 2: SIP/IMS
Convergence Solution
A limitation often mentioned in the context of the SIP/IMS
approach is the lack of standards-based support for security, mobility,
and supplementary services. Vendors such as
Tatara Systems have developed mechanisms to address these challenges. On the mobility
side, the solutions enable handoff to/from femtocells. The solution
also interworks circuit switched supplementary services (call barring,
call forwarding, voicemail, USSD, SMS) between SIP from the CPE
and the existing implementation of supplementary services in the
circuit switched network. It also interworks other services such
as call waiting, 3 way calling and conferencing calling using existing
feature servers in deployed VoIP or IMS networks.
Enhanced IP Services Based on the SIP/IMS Architecture
Only the SIP/IMS approach has the ability to
deliver new revenue generating IP services within
the femtocell environment. This will help
enable the service provider to win the home environment. Some example services
include:
-
Softphone Offer: Since the SIP/IMS
solution interworks SIP messages with a circuit switch core, it
is possible to extend the overall service into any SIP based softphone
environment. A service provider can offer, in addition to standard
mobile phones, the ability to make/receive voice calls, messages,
etc. on a PC through a softphone based application. This could easily be as a bundled offer
or as a differentiating “home zone” feature. Note that the platform
used for femtocells extends to any SIP based client. The operator
can offer the softphone as an extension to the service so users
can be captive with the operator even on a PC based device in the
home. Tatara Systems enables such a service with additional value-added
capabilities such as the ability to ring the mobile as well as
the PC or duplicate SMS to the mobile and PC. All the other supplementary
services mentioned earlier can also be offered on the PC. A derivative
benefit of this to the mobile operator is that this mobile sotfphone
application will then likely be used on laptops away from the home,
extending the operators brand even further.
Competitive VoIP Services: A SIP/IMS solution
can be leveraged into today's network technology to enable mobile
operators to compete, not only on price, but on offers like free
home to home calls (where both homes have femtocells), creating a viral
or network pull for femtocell adoption. In addition, some
femtocell CPEs have built-in RJ ports and SIMs allowing for the
mobile operator to potentially provide a home VoIP number and compete
directly and more elegantly with the likes of Vonage.
Access to the |